CFE-Law問題集、ACFE実際の試験問題

質問 1

Greta is convicted of white-collar crime. However, her sentence is suspended in return for her promise of good behavior. Which of the following BEST describes Greta ' s sentence?

A. Determinate sentence

B. indeterminate sentence

C. Probation

D. Deferred prosecution agreement

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 2

Under the ________, people in fiduciary relationships must act with the same skill and attention that is normally exercised by ordinarily prudent persons who are in similar positions.

A. Duty of care

B. Duty of employee trust

C. Duty of responsibility

D. Duty of loyalty

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 3

Which of the following is the MOST ACCURATE statement about the litigation privilege in common law jurisdictions?

A. The litigation privilege applies only to documents and materials prepared in anticipation of litigation

B. The primary purpose of the litigation privilege is to protect confidential communications between a client and the client ' s legal representative

C. The litigation privilege only protects documents and materials prepared by an attorney

D. The litigation privilege applies only while a trial is underway

正解: B

解説: (PassTest メンバーにのみ表示されます)

質問 4

Which of the following statements about the different types of alternative dispute resolutions is CORRECT?

A. In an arbitration proceeding, the arbitrator tries to help the parties reach a settlement.

B. In a mediation session, the mediator decides the outcome of a case by deciding who should win the dispute.

C. In an arbitration proceeding that is nonbinding, issues are final and cannot later be determined by a court in a trial.

D. In a mediation session, the mediator tries to help the parties reach a settlement.

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 5

__________ insurance is a type of insurance under which an insured entity is covered against losses caused by the dishonest or fraudulent acts of its employees.

A. Inherent risk

B. Residual risk

C. Fidelity

D. Opportunity

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 6

Company A sued Company B to recover damages tor the breach of a contract. In the same proceeding Company B sought damages for an allegation that Company A fraudulently induced Company B into entering the contract In this case what would Company B ' s claim against Company A be called?

A. Cross-claim

B. Reversal

C. Counterclaim

D. Collateral attack

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 7

Which of the following statements about the International Organization of Securities Commissions (IOSCO) is TRUE?

A. IOSCO ' s primary goal is to establish a separate set of securities regulations for securities exchanges in developing nations.

B. IOSCO is an international industry association that sets global accounting and financial reporting standards.

C. IOSCO is responsible for enforcing regulatory standards that govern all international securities markets.

D. IOSCO is comprised of commissioners and administrators responsible for regulating securities and administering securities laws in their countries.

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 8

Nora, a health care provider b convicted of health care fraud in criminal court After her conviction, the national health agency begins a proceeding to prohibit Nora from seeking reimbursement from government health care programs for five years Which type of administrative penalty is the national health agency seeking?

A. License suspension

B. Disenfranchisement

C. License revocation

D. Debarment

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 9

Which of the following statements is MOST ACCURATE concerning how criminal bargaining agreements are typically handled in jurisdictions where such agreements are allowed?

A. Both the prosecution and the defense have the discretion to decide whether to settle charges with a bargaining agreement.

B. The defense generally has the discretion to decide whether to settle charges with a bargaining agreement.

C. The prosecution generally has the discretion to decide whether to settle charges with a bargaining agreement.

D. Only the judge assigned to the case has the discretion to decide whether to settle charges with a bargaining agreement.

正解: B

解説: (PassTest メンバーにのみ表示されます)

質問 10

Grant, a fraud examiner is investigating Beatrice for embezzlement on his employer ' s behalf. During his investigation. Grant learns that Beatrice has cheated on her spouse and he tells several of Beatrice ' s coworkers about it Beatrice discovers that Grant revealed the unflattering (albeit true) information about her and decides to file a claim of defamation against Grant. Which of the following is the BEST explanation of why Beatrice will not win her defamation case?

A. The news was not communicated to enough people

B. The statement was not printed and distributed

C. The information was true

D. The communications to the subject ' s coworkers were privileged

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 11

Which of the following statements concerning front businesses as a method of laundering money is the LEAST ACCURATE?

A. A red flag of a front business is the observation of a large number of customers during peak operating hours

B. From criminals ' perspective a disadvantage to front businesses is that they generally must pay taxes on the illicit income

C. Front businesses provide cover for delivery and transportation related to illegal activity

D. Front businesses benefit launderers by providing a safe place to manage criminal activities

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 12

At the end of a civil proceeding, the court finds the defendant, a company, liable and orders it to pay a large sum of money to compensate for the plaintiffs losses. Which of the following BEST describes this type of remedy?

A. Carnages

B. Equitable relief

C. Declaratory relief

D. Injunction

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 13

Samson Inc. operates in a jurisdiction that prohibits unreasonable workplace searches and surveillance in areas or items where employees have a reasonable expectation of privacy. In which of the following areas or items can an employee at Samson Inc. MOST LIKELY have a reasonable expectation of privacy during a workplace search?

A. A desk drawer in a communal workspace.

B. A personal mobile phone brought to the office from home.

C. A recycling bin in the employee ' s office.

D. A laptop computer that was issued by Samson Inc.

正解: B

解説: (PassTest メンバーにのみ表示されます)

質問 14

Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what type of crime did Davis MOST LIKELY commit?

A. Insider trading

B. Churning

C. Trading on margin

D. Futures fraud

正解: A

解説: (PassTest メンバーにのみ表示されます)

ACFE Certified Fraud Examiner - CFE-Law 模擬練習