CSC1問題集、CSI実際の試験問題

質問 1

An emerging Canadian company is exploring the possibility of using hotwater springs to produce clear energy forremote rural communities.The company has strong human resource capital and few assets, and raised SI
20,000 through the Capital Pool Company program. Which option is best for this company to continue maximizing public exposure and raising capital?

A. Filling disclosure documents with SEDAR+.

B. Escrowing shares

C. offering a greenshee option

D. Crowfunding

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 2

Diana was appointed a senior vice president of the ABC inc. She is also a member of the board of XYZ Company where ABC inc, is a % stockholder. What best describes Diana's insider reporting obligations to the regulator?

A. Report her trading activity Involving ABC Inc. stock only.

B. Report her trading activity Involving both ABC inc. and XYZ Company stock.

C. Report her trading activity involving ABC Inc. stock and Issue a press re-case reporting tne holdings in XYZ Company.

D. Report her trading activity involving XYZ Company stock only.

正解: B

解説: (PassTest メンバーにのみ表示されます)

質問 3

Which type of bond offers the investor a choice of interest payments in either of two currencies?

A. Foreign pay bonds

B. Eurobonds

C. Floating-rate securities

D. Subordinated debentures

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 4

What is one key feature of futures?

A. The buyer must pay theseller a feewhen the contract is entered Into.

B. Both parties to me contract must participate in The future Trade.

C. Parties are unable to offset the contract prior to expiration.

D. Can trade on an exchange or over-the-counter market.

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 5

What is the likely outcome attheend of a five-year term of a rate-reset preferred share if the issuer does not redeem the shares?

A. The shareholder exchanges the rate-reset preferredshare for a specified number ofcommon shares.

B. The shareholder exchanges the rate-reset preferredshare for an unsecured bond

C. The shareholder exchanges the rate-reset preferred share for afloating-rate preferred share

D. The shareholder exchanges the rate-reset preferred share for a fixed-rate preferred share.

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 6

According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?

A. 3

B. 36

C. 6

D. 18

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 7

What is the main benefit for the investors when a company announces a stock spit?

A. An increase in the value of the shareholderstake

B. An Increase in the proportion of the shareholder's stake.

C. An increase in the shares' market price.

D. An increase in the shares' affordability.

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 8

Which group is generally considered aprimary derivative dealer in the over-the-counter markets?

A. Commodity exporters.

B. insurance companies.

C. Professional individual investors.

D. Chartered banks.

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 9

What is the normal shape of a yield curve?

A. Upward slops

B. inverted

C. Downward slope

D. Humped

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 10

What type of unemployment is caused by normal labour turnover such as completing school or changing employment?

A. Natural

B. Frictional

C. Cyclical

D. Structural

正解: B

解説: (PassTest メンバーにのみ表示されます)

CSI Canadian Securities Course Exam 1 - CSC1 模擬練習