CSC2問題集、CSI実際の試験問題

質問 1

A young couple is looking to buy a house in the near future with a down payment. What type of investment should they consider for their portfolio?

A. Diversified balanced portfolio.

B. Government Treasury bills

C. Stable bank Stocks

D. Corporate bonds

正解: B

解説: (PassTest メンバーにのみ表示されます)

質問 2

What is one advantage of implementing indexing investing style?

A. Suitable for short-term investing.

B. Provides preferential tax treatment to distributions in the form of derive-based income.

C. Simple for investors to understand.

D. Offers opportunity to outperform the market at a low cost.

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 3

According to the Bank of Canada, approximately how many months does it take for the effect of changes in monetary policy to be felt through the whole economy?

A. 3

B. 36

C. 6

D. 18

正解: D

解説: (PassTest メンバーにのみ表示されます)

質問 4

What is a characteristic of an investment firm's liability traders?

A. They have large client commitments.

B. They improve liquidity to the market and increase trading volumes.

C. They are responsible for managing the dealer's trading capital to encourage market flows.

D. They have a limited amount of flexibility in the strategies they employ.

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 5

What is a key feature if index-linked GICs?

A. The guarantee a positive return regardless of market direction.

B. They are currently regulated by National instrument 81-102.

C. They are insured by the CDIC

D. Redemptions can occur annually on the annual anniversary date.

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 6

Which asset allocation technique is used to shift the portfolio away from its policy mix to take advantage of market opportunities?

A. Tactical

B. Event-driven

C. Strategic

D. Dynamic

正解: A

質問 7

What method of trading claims to offer greater liquidity and lower transaction costs?

A. Dark pool.

B. Market timing.

C. Algorithmic trading.

D. High-frequency trading.

正解: D

質問 8

What is the meaning of ex-ante return?

A. The expected return of the security.

B. The return of the security based on the risk-free rate.

C. The real return on the security.

D. The historical return of the security.

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 9

Omar invests $5,000 in a labour-sponsored venture capital corporation (LSVCC) in Ontario, his province of residence. What is the total LSVCC tax credit that Omar is eligible to receive from this investment?

A. $750

B. $875

C. $1,500

D. $1,625

正解: A

質問 10

Institutional clients tend to be more sophisticated than retail clients. What benefit does this translate into for CIRO dealer members?

A. They are free of fiduciary obligations to their clients.

B. They are subject to few, if any, investment restrictions.

C. They are permitted to make trades on a discretionary basis for their clients.

D. They can organize their firms based specifically on client needs.

正解: D

質問 11

TRU Fund portfolio manager decided to deviate from the portfolio long-term target asset mix in order to capitalize on investment opportunities in the domestic bond market. What type of asset allocation is the TRU Fund portfolio manager using?

A. Strategic.

B. Tactical.

C. Timing.

D. Dynamic.

正解: B

CSI Canadian Securities Course Exam2 - CSC2 模擬練習