CSC2問題集、CSI実際の試験問題

質問 1

Siobhan designed an equity portfolio with a beta of 1.2. What is the expected return on the portfolio if the overall stock market return was 7.9%? (Round to the nearest decimal.)

A. 6.3%

B. 6.6%

C. 9.5%

D. 7.9%

正解: C

質問 2

Pierre has been plotting the price behaviour of QLT using a 100-day moving average. The 100-day moving average line has been above the daily market price for several weeks. However, the price of QLT broke through the moving average line with heavy trading volume, and the moving average line is moving higher.
What action should Pierre take based on this information?

A. Sell QLT shares

B. Sell call option on QLT shares

C. Buy QLT shares

D. Buy put option on QLT shares

正解: C

質問 3

What is the bottom price of a security's trading range at which most investors would sense value and be willing to buy it?

A. Sentiment indicator.

B. Moving average.

C. Support level.

D. Reversal pattern.

正解: C

質問 4

Which derivatives transaction has the greatest default risk?

A. Exchange-traded equity option contract between an individual investor and a dealer.

B. Individual investor entering future contract with an institutional investor.

C. Interest rate forward agreement between an investment dealer and a corporation.

D. Individual investor buying shares on an exchange during the ex-rights period.

正解: C

解説: (PassTest メンバーにのみ表示されます)

質問 5

Which exchange trades all financial and equity futures and options listed for trading in Canada?

A. ICE NGX Canada

B. Montreal Exchange

C. Toronto Stock Exchange

D. Canadian Securities Exchange

正解: B

解説: (PassTest メンバーにのみ表示されます)

質問 6

What information is an investor unable to retrieve through the SEDAR+ website?

A. Registration information for dealers.

B. Annual report.

C. Interim financial statements.

D. Annual information form.

正解: A

質問 7

Which factors tends to increase when inflation increases?

A. Common share prices.

B. Labour costs for manufactures.

C. Corporate bond prices.

D. Corporation price-earnings multiples.

正解: B

解説: (PassTest メンバーにのみ表示されます)

質問 8

Which macroeconomic factors would have a positive impact on investor expectations and the price of securities?

A. Low levels of government debt and consumer indebtedness.

B. Targeting certain sectors of the economy with monetary policy measures and tax breaks.

C. Increased taxes on corporations with the goal of lower government debt.

D. A decrease in government spending with corresponding tax outs to individuals.

正解: A

解説: (PassTest メンバーにのみ表示されます)

質問 9

What is the primary goal of a buy-side trader?

A. To maintain good, professional relationships with sales and trading staff of dealers with whom the firm does business.

B. To provide pertinent and timely information to the head of fixed-income and equity markets.

C. To execute the portfolio manager's trades at the best prices available in the market at the time of the trade.

D. To remain informed at all times of the portfolio manager's detailed investment strategy.

正解: C

CSI Canadian Securities Course Exam2 - CSC2 模擬練習