SOFQ問題集、ICMA実際の試験問題

ICMA Securities Operations Foundation Qualification (SOFQ) - SOFQ 模擬練習

質問 1

'Sub-custodian' is a term that is applicable to:

A. International central securities depositories

B. Global custodians

C. Local custodians

D. National central securities depositories

正解: B

質問 2

The price of a bond trade which excludes accrued interest is known as:

A. A cloudy price

B. A dirty price

C. A clean price

D. A fresh price

正解: C

質問 3

The market in which debt is issued over the long-term describes:

A. The foreign exchange market

B. The capital market

C. The money market

D. The equity market

正解: B

質問 4

Grey market trading refers to:

A. Trading in a new issue of bonds by parties not involved in the syndication process

B. Trading in convertible and exchangeable bonds prior to their conversion

C. Trading in corporate bonds following the bondholder's decision to take-up a put option

D. Trading of equity and bonds by investors aged 65 and over at the start of the tax year

正解: A

質問 5

A cash amount of GBP 5,909,658.47 lent on a Thursday until the second Monday (just over 1 week later) at a rate of 2.973%, would attract:

A. 7 days of interest and a cash interest amount of GBP 3369.48

B. 11 days of interest and a cash interest amount of GBP 5294.89

C. 9 days of interest and a cash interest amount of GBP 4392.35

D. 13 days of interest and a cash interest amount of GBP 6344.51

正解: B